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Important notice

This communication is made by ETF Securities Marketing LLP of 6th Floor, 2 London Wall Buildings, London EC2M 5UU. Any references in the following document to ETF Securities Limited making this communication should be construed as references to ETF Securities Marketing LLP.

With effect from 1 January 2011, ETFS Management Company (Jersey) Limited has replaced ETF Securities Limited as the Product Manager of each of ETFS Commodity Securities Limited, ETFS Foreign Exchange Limited, ETFS Industrial Metal Securities Limited, ETFS Metal Securities Limited, ETFS Oil Securities Limited and Gold Bullion Securities Limited. Any references in the following document to ETF Securities Limited shall be construed as references to ETF Securities Management Company (Jersey) Limited. ETFS Management Company (Jersey) Limited is regulated by the Jersey Financial Services Commission. ETF Securities Marketing LLP is not regulated by the Jersey Financial Services Commission.

This communication is provided for your general information only and does not constitute investment advice or an offer to sell or the solicitation of an offer to buy any investment. The terms and conditions applicable to investors will be set out in the relevant Prospectus.

Nothing in this communication is advice on the merits of any product or investment. Nothing in this communication constitutes investment, legal, tax or any other advice nor is it to be relied on in making an investment or other decision. You should take your own independent investment, tax and legal advice as you think fit.

This communication is directed only at persons who: (a) are outside the European Economic Area; or (b) are investment professionals falling within Article 19(5) of the United Kingdom Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the "FPO"), who have professional experience in matters relating to investments; or (c) are high net worth organisations falling within Article 49(2) of the FPO (broadly, companies or partnerships with net assets of £5m sterling or more and trustees of trusts with assets of £10m or more); or (d) are persons to whom it may otherwise lawfully be communicated (all such persons together being referred to as "exempt persons"). This communication must not be acted upon or relied on by persons who are not exempt persons.
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Download Document

Important notice

This communication is made by ETF Securities Marketing LLP of 6th Floor, 2 London Wall Buildings, London EC2M 5UU. Any references in the following document to ETF Securities Limited making this communication should be construed as references to ETF Securities Marketing LLP. With effect from 1 January 2011, ETFX Investment Management LLP has replaced ETF Securities Limited as the Promoter of the Company. Any references in the following document to ETF Securities Limited (other than references to ETF Securities Limited making this communication) shall be construed as references to ETFX Investment Management LLP. ETFX Investment Management LLP is not regulated by the Jersey Financial Services Commission but is authorised and regulated by the United Kingdom Financial Services Authority. ETF Securities Marketing LLP is not regulated by the Jersey Financial Services Commission.

This communication is provided for your general information only and does not constitute investment advice or an offer to sell or the solicitation of an offer to buy any investment. The terms and conditions applicable to investors will be set out in the relevant Prospectus.

Nothing in this communication is advice on the merits of any product or investment. Nothing in this communication constitutes investment, legal, tax or any other advice nor is it to be relied on in making an investment or other decision. You should take your own independent investment, tax and legal advice as you think fit.

This communication is directed only at persons who: (a) are outside the European Economic Area; or (b) are investment professionals falling within Article 19(5) of the United Kingdom Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the "FPO"), who have professional experience in matters relating to investments; or (c) are high net worth organisations falling within Article 49(2) of the FPO (broadly, companies or partnerships with net assets of £5m sterling or more and trustees of trusts with assets of £10m or more); or (d) are persons to whom it may otherwise lawfully be communicated (all such persons together being referred to as "exempt persons"). This communication must not be acted upon or relied on by persons who are not exempt persons.
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QUICK LINKS
We will come to your offices and give group presentations and teach-ins to your Team.

Simply contact us or give us a call on: +44(0) 207 448 4330
ABOUT ETF SECURITIES

About Us

ETF Securities is a provider of Exchange Traded Commodities (ETCs), Exchange Traded Currencies (ETCs) and 3rd generation Exchange Traded Funds (ETFs). The management of ETF Securities pioneered the development of ETCs, with the world's first listing of an ETC, Gold Bullion Securities in Australia and London in 2003 and then the world's first entire ETC platform which was listed on the London Stock Exchange in September 2006.

Partners

ETF Securities has worked with the following organisations to develop ETCs:

HSBC N.A. - HSBC is one of the world's leading custodians for precious metals and is the world's leading custodian for precious metal ETCs.

World Gold Council - The World Gold Council is an organisation formed and funded by the world's leading gold mining companies with the aim of stimulating and maximising the demand for, and holding of, gold by consumers, investors, industry, and the official sector.

Royal Dutch Shell - The Royal Dutch/Shell Group is a global group of energy and petrochemicals companies, operating in more than 140 countries and territories.

UBS - Headquartered in Zurich and Basel, Switzerland, UBS is one of the world's leading financial firms. It serves a discerning, international client base with its wealth management, investment banking and asset management businesses. In Switzerland, UBS is the market leader in retail and commercial banking. UBS is present in all major financial centers worldwide. It has offices in over 50 countries, with about 38% of its employees working in the Americas, 34% in Switzerland, 15% in the rest of Europe and 13% in Asia Pacific. UBS employs more than 75,000 people around the world. Its shares are listed on the SIX Swiss Exchange, the New York Stock Exchange (NYSE) and the Tokyo Stock Exchange (TSE).

Morgan Stanley (NYSE: MS) - is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, institutions and individuals from more than 1,200 offices in 36 countries. For further information about Morgan Stanley, please visit www.morganstanley.com.

ETF Exchange (ETFX)

ETF Exchange is the world’s first 3rd Generation ETF Platform offering investors access to low cost swap backed ETFs with credit diversification across a number of participants rather than reliance on a single bank. As the banks, APs and market makers compete for business, true liquidity and competition is created.

ETF Securities is working with: Bank of America Merrill Lynch, Barclays Capital, Citi, and Rabobank International who are participants on the platform, acting as distribution partners, authorised participants and swap providers.

To find out more about ETFX Partners click here.

Introducing Third Generation ETFs

Third generation ETFs meet investor demands for increased levels of transparency, liquidity and counterparty risk management. Third Generation ETFs provide diversified index replication across a consortium of the strongest financial players and concentrate liquidity within a single platform.

History

2003
Listed world's first gold ETC.
2005
Listed world's first oil ETC.
2006
Listed world's first entire ETC platform.
2007
Listed world's first physical metal ETC platform.
  Listed world's first Forward ETC platform, providing investors the ability to invest along the commodity futures curve.
2008
Listed world's first Short and Leveraged ETC platform.
  Announced world's first Shariah compliant precious metal ETC platform.
  Listed on 5 major European Exchanges: London Stock Exchange, Deutsche Börse, Euronext Paris and Amsterdam, Borsa Italiana.
  Completes acquisition of Gold Bullion Securities products on London and Australian Securities Exchanges.
  Listed the world's first Carbon ETC.
  Listed Europe's most complete platform of 13 commodity themed sector ETFs.
2009
Listed five physical precious metals ETCs on the Australian Securities Exchange.
  Listed Europe’s most complete platform of ETFs tracking 2x Short and 2x Leveraged Equity Indices.
  Listed world’s largest Exchange Traded Currency platform.
  Launched the world’s first third generation ETF platform.
2010
Listed 10 new Euro-based Currency ETCs on Xetra.
  Listed 14 Commodity Exchange Traded Funds on the Tokyo Stock Exchange.
  Listed Europe’s first ETCs on the Chinese Renminbi and Indian Rupee on the LSE.
  Listed 16 Triple Long and Triple Short Currency ETCs on the London Stock Exchange.
  Listed world’s first physical industrial metal ETC platform.
2011
Listed 12 Triple Long and Triple Short Currency ETC, base currency EUR, on the Italian Stock Exchange (Borsa Italiana)
  Listed 2 Infrastructure ETFs and one Global Dividend ETF on the London Stock Exchange
  Listed 3 Physical Industrial Metal ETCs on the London Stock Exchange

Awards

2010
'Most Innovative ETF Hybrid Product Award' in Europe in 2010 - as voted by the readers of www.exchangetradedfunds.com
 
'Most Innovative ETF Product Award' in Americas in 2010 with ETFS Physical Palladium Shares - as voted by the readers www.exchangetradedfunds.com
 
'ETF with Most Asset Raised in Percentage (%) Terms Award' in Europe in 2010 with ETFS Short EUR v Long USD, as determined by www.exchangetradedfunds.com
 
'ETP with Most Asset Raised in Percentage (%) Terms Award' in Asia-Pacific in 2010 with ETFS Physical Silver, as determined by www.exchangetradedfunds.com
 
'ETP with Most Asset Raised in Percentage (%) Terms Award' in Europe in 2010 with ETFS Short EUR v Long USD, as determined by www.exchangetradedfunds.com
 
'ETP with Most Asset Raised in Absolute Growth Terms Award' in Europe in 2010 with ETFS Physical Gold, as determined by www.exchangetradedfunds.com
 
‘Most Innovative European ETF Provider’ in 2010, as voted by the readers of ETF Express
2009
Most Innovative ETP Award for Europe – Exchange Traded Currencies 2009 as voted by the readers of www.exchangetradedfunds.com
 
Most Assets ETP, Award for Europe – ETFS Physical Gold 2009 as voted by the readers of www.exchangetradedfunds.com
 
Most Assets ETP, Award for Asia Pacific – ETFS Physical Gold 2009 as voted by the readers of www.exchangetradedfunds.com
 
‘Best Currency ETF Management Company 2009’ as voted by the readers of ETF Express.
 
‘Most Innovative ETF Provider 2009’ as voted by the readers of ETF Express.
 
‘Best Commodity ETF Management Company - highly commended 2009’ as voted by the readers of ETF Express.
 
'Best ETF Provider – Commodities 2009’ as voted by the readers of Portfolio Institutionell/International magazine in Germany.
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'Most Innovative ETF Hybrid Product Award for Europe 2006', 2007' & 2008' as voted by the readers of www.exchangetradedfunds.com
 
'Most Innovative Product 2006 & 2007' as voted by the editors of Investors Chronicle (UK)
 
'Most Innovative ETF 2005 - OILB' as voted by the readers of www.exchangetradedfunds.com

Management

Graham Tuckwell - Chairman

Graham Tuckwell is the founder and chairman of the ETF Securities group of companies. He is also the founder and chairman of Gold Bullion Securities Limited in Jersey and Australia, which companies obtained the world's first listings of a commodity on a stock exchange. Previously, Graham was the founder and managing director of Investor Resources Limited, a boutique corporate advisory firm, which specialised in providing financial, technical and strategic advice to the resources industry. Prior to establishing Gold Bullion Securities Limited and Investor Resources Limited, he was Head of Mining Asia/Pacific at Salomon Brothers, Group Executive Director at Normandy Mining responsible for Strategy and Acquisitions and Head of Mergers and Acquisitions at Credit Suisse First Boston in Australia. Graham holds a Bachelor of Economics (Honours) and a Bachelor of Laws degree from the Australian National University.

Associate Member

ETF Securities is an associate member of the following organisations:

  • Association of Private Client Investment Managers and Stockbrokers (APCIMS);
  • London Bullion Market Association (LBMA)
  • London Platinum and Palladium Market (LPPM)

Association of Private Client Investment Managers and Stockbrokers (APCIMS)

The Association of Private Client Investment Managers and Stockbrokers (APCIMS) is the trade association of 217 wealth management and broking firms who, at more than 500 sites across the UK, Ireland and beyond, provide services to private investors.

To find out more on APCIMS, please click here: www.apcims.co.uk


London Bullion Market Association (LBMA)

The London Bullion Market Association (LBMA) is the London-based trade association that represents the wholesale over-the-counter market for gold and silver in London. The ongoing work of the Association encompasses many areas, among them refining standards, good trading practices and standard documentation.

To find out more on LBMA, please click here: http://www.lbma.org.uk/


London Platinum and Palladium Market (LPPM)

The London Platinum and Palladium Market (LPPM) was established in May 1987. It is a trade association, the purpose of which is to promote professional trading in London of both platinum and palladium.

To find out more on LPPM, please click here: http://www.lppm.org.uk/